Who's Moving Where In Wealth Management? - RBC Wealth Management, Others

Editorial Staff

11 December 2017

RBC Wealth Management
RBC Wealth Management has appointed Joseph Friend as a senior vice president and financial advisor, Ross Gordon as an associate vice president and financial advisor, and Melodie Moore as a senior client associate to its Raleigh, North Carolina office.

Friend joins with 32 years of industry experience from Wells Fargo. Gordon has 43 years of experience, also joined from Wells Fargo. They bring a total of $208 million in assets to RBC.

Falcon Wealth Planning
California-based Falcon Wealth Planning has appointed Min Song as a financial planner in its operations across Southern California.

Song joins from TD Ameritrade, where he spent the past decade helping high net worth clients achieve their financial goals in its private client group.

Spartan Capital Securities
New York-based Spartan Capital Securities, a financial services firm that provides investment advice for high net worth individuals, has appointed Andrew Heath as chief compliance officer.

Heath has more than 35 years of experience in the financial services industry.

He has served as CCO and general counsel at several firms in the financial services industry such as UBS, National Securities Corporation and Buckman Buckman & Reid.